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A Think Tank Takes the Plunge

December 19, 2006 10 min read
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The Thomas B. Fordham Foundation has long had a lot to say about education in the United States鈥攚hat鈥檚 wrong with it and how to fix it.

But now, the outspoken Washington think tank isn鈥檛 just talking anymore. It鈥檚 parachuted down from the policy stratosphere into the thick of K-12 schooling, taking responsibility for overseeing a batch of charter schools in southwest Ohio.

The nine schools serve some 2,700 students, mostly from low-income and minority families. They run the gamut from two charters operated by the for-profit Edison 69传媒 Inc. to a school started by a Baptist minister.

A national authority on charters and an unabashed champion of the idea, the Fordham Foundation appears to be the only think tank in the country to serve as a charter school authorizer. Called sponsors in Ohio, authorizers are responsible for issuing charters to the independent but publicly funded schools, monitoring them for performance, and deciding whether their charters should be renewed or revoked.

Fordham鈥檚 move into charter authorizing comes amid concern about the poor academic performance of many Ohio charters and as advocates nationally are calling for greater attention to the role authorizers play in charter school quality. Fordham officials say they hope the foundation will be a model authorizer, even while acknowledging that the proposition is a risk that could ultimately tarnish the organization鈥檚 reputation.

鈥淲e were almost dragged into this originally,鈥 said Chester E. Finn Jr., Fordham鈥檚 president and an assistant U.S. secretary of education under President Reagan. 鈥淚t鈥檚 much easier to talk the talk and write about other people.鈥

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Now that it has taken the plunge, Fordham faces no shortage of difficulties. Some of the schools it assumed oversight for in July of last year face severe challenges, and are well under enrollment capacity. In one of its schools, in fact, the former head has been indicted on charges of stealing money from school coffers and falsifying enrollment records.

Critics, meanwhile, say private organizations, still a rarity in authorizing, are ill suited to provide oversight of public schools, regardless of their intentions. And some analysts suggest that aspects of the Fordham arrangement, such as giving grants to schools it sponsors, pose conflicts of interest that could impede its role as an accountability agent.

鈥淲hen they鈥檝e invested, then it鈥檚 hard to say, 鈥榃e鈥檝e made a mistake,鈥 鈥 said Gary Miron, an education professor at Western Michigan University who studies charters.

And yet, Fordham is also earning plaudits for taking on its unusual role.

鈥淭he Fordham Foundation has over the years been highly critical of a lot of education practices, especially related to public education,鈥 said Thomas J. Lasley, the dean of the University of Dayton鈥檚 education school. 鈥淲hat Fordham did, which was a real risk, was to say, 鈥榃e鈥檙e willing to enter the fray.鈥 鈥

鈥楨xhausted Every Option鈥

With consensus building that Ohio鈥檚 state education agency had done a poor job as a sponsor, the state鈥檚 charter law was amended in 2003 to set a deadline鈥擩uly 2005鈥攆or the state to step down from that role. As a result, many charters risked becoming orphans subject to closure.

The legislation for the first time permitted private nonprofit groups such as Fordham to apply to the state to become sponsors. School districts, public universities, and regional educational service centers can also serve as sponsors in the state.

Thomas B. Fordham Foundation

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  • The Dayton Academy (Dayton)
  • GRADE SPAN: K-8
  • ENROLLMENT: 764
  • STATE RANKING: Continuous Improvement
  • DESCRIPTION: Opened in 1999. Operated by Edison 69传媒 Inc., a for-profit educational management organization. School consists of several academies, or schools-within-a-school.

  • HTML; echo $text1; } ?>

  • East End Accelerated Community School (Dayton)
  • GRADE SPAN: K-5
  • ENROLLMENT: 218
  • STATE RANKING: Continuous Improvement
  • DESCRIPTION: Opened in 2002, arising from a community center. Uses the Accelerated School Model.

  • HTML; echo $text2; } ?>

  • Dayton View Academy (Dayton)
  • GRADE SPAN: K-8
  • ENROLLMENT: 665
  • STATE RANKING: Academic Watch
  • DESCRIPTION: Opened in 2000. Operated by Edison 69传媒. School consists of several academies.

  • HTML; echo $text3; } ?>

  • The Omega School of Excellence (Dayton)
  • GRADE SPAN: K-2, 5-8
  • ENROLLMENT: 68
  • STATE RANKING: Academic Emergency
  • DESCRIPTION: Opened in 1999 by a minister at the Omega Baptist Church. Recently hired a nonprofit charter-management operator, and reconstituted by replacing the principal and teachers.

  • HTML; echo $text4; } ?>

  • Cincinnati Speech and 69传媒 Center (Cincinnati)
  • GRADE SPAN: K-12

  • ENROLLMENT: 180
  • STATE RANKING: N/A
  • DESCRIPTION: Opened in 2005. Targets students with speech and reading disabilities. Shares space and some staff with the W.E.B. DuBois Academy. On probation for failures in meeting its charter contract.

  • HTML; echo $text5; } ?>

  • W.E.B. DuBois Academy (Cincinnati)
  • GRADE SPAN: K-12

  • ENROLLMENT: 202
  • STATE RANKING: Effective
  • DESCRIPTION: Opened in 2000. School has been considered one of the highest-performing charters in Ohio. On probation for failures in meeting its charter contract.

  • HTML; echo $text6; } ?>

  • Veritas/Cesar Chavez Academy (Cincinnati)
  • GRADE SPAN: K-12

  • ENROLLMENT: 32
  • STATE RANKING: N/A
  • DESCRIPTION: Opened in 2005. Spinoff of W.E.B. DuBois Academy. Targets gifted African-American and Hispanic students. On probation for failures in meeting its charter contract.

  • HTML; echo $text7; } ?>

  • Phoenix Community Learning Center (Cincinnati)
  • GRADE SPAN: K-8

  • ENROLLMENT: 396
  • STATE RANKING: Effective
  • DESCRIPTION: Opened in 2001. Focuses on character education, kinship, and community involvement. Uses the Ohio Curriculum Model, with a 鈥渨orkshop approach鈥 and inquiry-based projects.

  • HTML; echo $text8; } ?>

Note: 鈥淪tate ranking鈥 denotes a school鈥檚 performance ranking for the 2005-06 school year under Ohio鈥檚 school accountability system, which is based on 25 categories, including test results and graduation and attendance rates. From the lowest-performing to the highest, the rankings are: Academic Emergency, Academic Watch, Continuous Improvement, Effective, and Excellent. N/A means the category is not applicable because the school was not open long enough to receive a ranking.
SOURCE: Thomas B. Fordham Foundation
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鈥淥ur first impulse was to recruit and train other sponsors,鈥 Mr. Finn said. But when that effort brought disappointing results, Fordham officials decided to step forward.

鈥淲e鈥檝e exhausted every option,鈥 Mr. Finn wrote in a 2004 memo to Fordham鈥檚 board of trustees. 鈥淐an we do it well? No guarantees. But we have a fighting chance.鈥

The board backed the move, but not every member liked the idea. 鈥淚 was against it,鈥 said the education historian Diane Ravitch, a professor at New York University and a longtime professional collaborator of Mr. Finn鈥檚. 鈥淚 don鈥檛 think think tanks should run schools, but I was outvoted.鈥

Referring to Mr. Finn by his nickname, she added: 鈥淐hecker is a controversial figure, and I told him he would have a target on his back.鈥

In September 2004, Fordham was approved as the state鈥檚 first private nonprofit sponsor. Minnesota is the only other state with a charter law that explicitly permits private nonprofit groups to be authorizers.

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Read the related story,

The Dayton area was a logical place for Fordham to get started. Although the foundation has its headquarters in Washington, its roots are here and it has long had an active presence in the community.

Some analysts say the foundation has played a big part in making Dayton鈥攁 city with a history of low-performing public schools鈥攁 hotbed of public school choice. Charters hold a larger market share here than in any other city but New Orleans. Nearly 30 percent of the city鈥檚 23,000 public school students attended charters last school year, according to the National Alliance for Public Charter 69传媒, a research and advocacy group in Washington.

Enviable Access

Given its national profile, the Fordham Foundation has access to resources many charter authorizers would envy. Last year, for example, it secured a three-year, $1.8 million grant from the Bill & Melinda Gates Foundation to underwrite its charter sponsoring work. It also can easily tap leading experts for help.

Fordham itself has a modest grantmaking arm, too. In 2005, it paid out $553,000 in grants, with about half of that spent in Ohio. It has provided grants to Ohio charter schools, including ones it now sponsors.

Improving Ohio's Plunge

Amid serious concerns about the quality of Ohio鈥檚 charter schools, top state leaders recently asked the Thomas B. Fordham Institute, the sister organization of the Fordham Foundation, along with two national charter groups, to devise proposals to remedy the situation.

In an October report, the groups said the state should:

鈥 Initiate a 鈥渉ousecleaning鈥 process that requires the poorest-performing charter schools to obtain reapproval or close;

鈥 Deter 鈥渟ponsor hopping鈥 by banning any closed school or school on probation from seeking a new sponsor, the term in Ohio for a charter authorizer;

鈥 Implement a mandatory performance-based 鈥渟ponsor-evaluation system鈥 that clearly spells out the responsibilities of sponsors and contains progressive penalties for poorly performing sponsors;

鈥 Conduct a study of actual sponsorship costs, and use state money to pay for sponsoring work;

鈥 Reduce the reporting and compliance burden on charters by conducting a top-to-bottom review of all such demands;

鈥 Provide charter operators with better access to facilities financing;

鈥 Make other changes to ensure 鈥渞easonable parity鈥 in funding between charter schools and regular public schools;

鈥 Remove state-level caps on charter schools; and

鈥 Eliminate geographic restrictions on where new charter schools can be located.

SOURCE: 鈥淭urning the Corner to Quality: Policy Guidelines for Strengthening Ohio鈥檚 Charter 69传媒,鈥 by the Thomas B. Fordham Institute, the National Alliance for Public Charter 69传媒, and the National Association of Charter School Authorizers

The foundation runs its sponsorship operation out of a small second-story office in the historic Oregon district of Dayton.

Fordham officials say they prefer to interfere little with schools鈥 work. 鈥淚f they鈥檙e organizationally strong and they鈥檙e delivering the goods, our approach is to, as much as possible, stay out of their way and encourage their development and improvement,鈥 said Terry Ryan, Fordham鈥檚 vice president for Ohio programs and policy, who spends about half his time on sponsorship.

But Fordham officials say they are serious about strong academic expectations and public transparency. Taking a cue from authorizers it admires, the foundation in late November published the first of what it calls an annual accountability report on its sponsorship. The 144-page document describes Fordham鈥檚 role and provides detailed information about the schools it oversees, including academic benchmarks they made or missed.

The heart of the sponsorship operation, the report says, is the accountability plan agreed to by each school. It sets measurable goals, most of which relate to performance on state assessments and other tests. The foundation executes oversight through site visits and an online document-housing database it鈥檚 using.

Fordham also has volunteered for a pilot evaluation system for charter school authorizers the state launched this year to promote better-quality sponsorship.

And it鈥檚 taken to heart Ohio鈥檚 requirement that sponsors provide technical assistance to the schools they oversee. For instance, it paid for the Englewood, Colo.-based Center for Performance Assessment to help schools use test data to improve instruction. It also brought in a national charter expert to conduct evaluations at schools with low state ratings.

鈥楶ainful Stories鈥

Fordham鈥檚 grants to charters typically are about $5,000 or $10,000, but it recently dug deeper into its pocket to help out the Omega School of Excellence, a school to which it has long-standing ties. Founded by a minister at the Omega Baptist church in Dayton, the charter has seen a backward slide over the past couple of years in academics, finances, and enrollment. With encouragement from Fordham, the school has put in place a new teaching staff and principal. The foundation this year gave it a $100,000 matching grant to help it stay afloat.

At the same time, Fordham recently took steps to crack down on the W.E.B. DuBois Academy and its two sister schools in Cincinnati. The former superintendent for the DuBois Academy was indicted in October. Fordham last month placed the schools on probation, citing numerous violations of their charter contracts.

Board members for several schools describe the foundation as more engaged sponsor than the Ohio Department of Education was. 鈥淔ordham has asked us to raise the bar,鈥 said Donald B. Jentleson, the board president for the East End Accelerated Community School in Dayton. 鈥淗aving them push us, having them provide us with technical assistance, has been a very positive relationship.鈥

As a leading critic of charter schools in the state, the Ohio affiliate of the American Federation of Teachers has often butted heads with Fordham and opposed allowing nonpublic groups to become authorizers. But Tom Mooney, the Ohio Federation of Teachers鈥 late president, said in an interview last month, shortly before his death, that while he still opposed that policy, he thought Fordham officials were 鈥渟incere in what they鈥檙e trying to do.鈥

鈥淔ordham wants to be a responsible sponsor, and impose higher standards of quality,鈥 he said.

Mr. Ryan, who has worked at Fordham since 2001, said the experience of being a charter authorizer had led him to better appreciate the tremendous challenge of educating disadvantaged students in urban communities.

鈥淚鈥檓 amazed at some of the really, really painful stories that 6-year-olds and 7-year-olds are bringing to school, and the efforts of schools to deal with these things,鈥 he said. 鈥淚鈥檝e gained more respect for traditional educators.鈥

Coverage of new schooling arrangements and classroom improvement efforts is supported by a grant from the Annenberg Foundation.
A version of this article appeared in the December 20, 2006 edition of Education Week as A Think Tank Takes the Plunge

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